Using Ethidex - ASSESS to support Capital Framework attestations

OSFI expects Assurance on Capital, Leverage and Liquidity Returns from: External audit, Senior Management and Internal audit (guideline 2022). More specifically:

Senior Management is expected to have appropriate governance in place to ensure regulatory returns prepared are:

• accurate

• complete

• in compliance with the minimum regulatory requirements

Internal Audit is expected to evaluate and opine on effectiveness and the process and controls.

Ethidex Assess can assist with this.

• capture the requirements in a library

• build an assessment

• choose evaluation criteria

• Assign accountability

• Monitor assessment progress

• Identify gaps

• Report results

If you would like to know more, please reach out.